Filing Details
- Accession Number:
- 0001012975-19-000198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-26 21:06:38
- Reporting Period:
- 2019-02-22
- Accepted Time:
- 2019-02-26 21:06:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1656328 | Sienna Biopharmaceuticals Inc. | SNNA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219039 | Keith Crandell | 8755 West Higgins Road Suite 1025 Chicago IL 60631 | No | No | Yes | No | |
1219042 | Robert Nelsen | 8755 West Higgins Road Suite 1025 Chicago IL 60631 | No | No | Yes | No | |
1219043 | Clinton Bybee | 8755 West Higgins Road Suite 1025 Chicago IL 60631 | No | No | Yes | No | |
1605598 | Arch Venture Fund Viii, L.p. | 8755 West Higgins Road Suite 1025 Chicago IL 60631 | No | No | Yes | No | |
1616165 | Arch Venture Partners Viii, Llc | 8755 West Higgins Road Suite 1025 Chicago IL 60631 | No | No | Yes | No | |
1616176 | Arch Venture Partners Viii, L.p. | 8755 West Higgins Road Suite 1025 Chicago IL 60631 | No | No | Yes | No | |
1617237 | Arch Venture Fund Viii Overage, L.p. | 8755 West Higgins Road Suite 1025 Chicago IL 60631 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-02-22 | 150,000 | $2.50 | 2,900,575 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2019-02-22 | 150,000 | $2.50 | 1,032,493 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2019-02-22 | 1,865,800 | $2.50 | 1,865,800 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- Following the transactions reported herein, includes 1,032,493 shares of common stock held of record by ARCH Venture Fund VIII Overage, L.P. ("ARCH Fund Overage"), 2,900,575 shares of common stock held of record by ARCH Venture Fund VIII, L.P. ("ARCH Fund VIII"), and 1,865,800 shares of common stock held of record by ARCH Venture Fund X Overage, L.P. ("ARCH X Overage").
- The sole general partner of ARCH Fund VIII is ARCH Venture Partners VIII, L.P. ("ARCH Partners VIII"). The sole general partner of ARCH Partners VIII and ARCH Fund Overage is ARCH Venture Partners VIII, LLC ("ARCH VIII LLC"). ARCH Partners VIII may therefore be deemed to beneficially own the securities held by ARCH Fund VIII and ARCH VIII LLC may be deemed to beneficially own the securities held by ARCH Fund VIII and ARCH Fund Overage. ARCH Partners VIII and ARCH VIII LLC disclaim beneficial ownership of such securities, except to the extent of any pecuniary interest therein. The managing directors of ARCH VIII LLC are Keith L. Crandell, Clinton Bybee and Robert Nelsen, and they may be deemed to beneficially own the shares held by ARCH Fund VIII and ARCH Fund Overage. Messrs. Crandell, Bybee and Nelsen disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
- The sole general Partner of ARCH X Overage is ARCH Venture Partners X Overage, L.P. ("AVP X Over GP"). The sole general partner of AVP X Over GP is ARCH Venture Partners X, LLC ("AVP X LLC"). AVP X Over LP and AVP X LLC may therefore be deemed to beneficially own the securities held by ARCH X Overage. AVP X Over GP and AVP X LLC disclaim beneficial ownership of such securities, except to the extent of any pecuniary interest therein. Keith L. Crandell, Robert Nelsen and Steven Gillis are managing directors of AVP X LLC, and they may be deemed to beneficially own the shares held by ARCH X Overage. Messrs. Crandell, Nelsen and Gillis disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.