Filing Details

Accession Number:
0001637360-19-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-26 19:53:30
Reporting Period:
2019-02-22
Accepted Time:
2019-02-26 19:53:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1637360 Cathleen Gates Schreiner C/O Ellie Mae, Inc.
4420 Rosewood Drive, Suite 500
Pleasanton CA 94588
Evp, Sales & Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-22 1,431 $99.00 35,692 No 4 F Direct
Common Stock Disposition 2019-02-25 1,281 $98.86 34,411 No 4 F Direct
Common Stock Disposition 2019-02-25 2,019 $99.06 32,392 No 4 S Direct
Common Stock Disposition 2019-02-26 1,301 $98.91 31,091 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of restricted stock. The amount of shares withheld is based on the closing price of ELLI on February 22, 2019.
  2. Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of restricted stock. The amount of shares withheld is based on the closing price of ELLI on February 25, 2019.
  3. This number represents shares of Common Stock sold upon vesting of restricted stock units under a 10b5-1 trading plan.
  4. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $99.0000 to $99.1300, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.