Filing Details
- Accession Number:
- 0001127602-19-008431
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-26 17:37:23
- Reporting Period:
- 2019-02-21
- Accepted Time:
- 2019-02-26 17:37:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1076930 | Novanta Inc | NOVT | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 980110412 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528099 | L Peter Chang | C/O Novanta Inc. 125 Middlesex Turnpike Bedford MA 01730 | Cao-Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-22 | 928 | $78.58 | 37,060 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-22 | 462 | $78.58 | 36,598 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-02-25 | 10,000 | $80.00 | 26,598 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-25 | 3,636 | $78.96 | 30,234 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-25 | 1,618 | $78.96 | 28,616 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2019-02-22 | 928 | $0.00 | 928 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2019-02-25 | 3,636 | $0.00 | 3,636 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2019-02-21 | 2,588 | $0.00 | 2,588 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,858 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 2,588 | No | 4 | A | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2018.
- Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share upon vesting of such Restricted Stock Unit.
- The Restricted Stock Units vest in three equal annual installments on February 22, 2019, February 22, 2020 and February 22, 2021.
- The Restricted Stock Units vest in three equal annual installments on February 24, 2017, February 24, 2018 and February 24, 2019.
- The Restricted Stock Units vest in three equal annual installments on February 21, 2020, February 21, 2021 and February 21, 2022.
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