Filing Details
- Accession Number:
- 0001061434-19-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-26 16:53:32
- Reporting Period:
- 2019-02-25
- Accepted Time:
- 2019-02-26 16:53:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1061434 | F James Getz | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-02-25 | 6,250 | $22.70 | 555,460 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-26 | 6,250 | $22.45 | 549,210 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 287,173 | Indirect | By Getz Enterprises, L.P. |
| Common Stock | 140,618 | Indirect | By Stephens Inc. FBO James F. Getz Individual Retirement Account |
| Common Stock | 368,944 | Direct |
Footnotes
- The shares were sold by the Reporting Person to satisfy tax obligations resulting from the vesting of restricted stock which occurred on January 14, 2019, which restricted stock was previously granted to the Reporting Person pursuant to the Company's 2014 Omnibus Incentive Plan.
- The price represents the approximate weighted average price per share of sales of the Issuer's common stock, which were executed at prices ranging from $22.70 to $22.90 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- Shares held jointly by the Reporting Person and spouse.
- The price represents the approximate weighted average price per share of sales of the Issuer's common stock, which were executed at prices ranging from $22.37 to $22.60 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- The Reporting Person is the general partner of this entity.
- The Reporting Person is the beneficiary of this account.
- Shares owned by the Reporting Person individually.
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