Filing Details
- Accession Number:
- 0001179110-19-002591
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-26 16:17:37
- Reporting Period:
- 2019-02-22
- Accepted Time:
- 2019-02-26 16:17:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
88205 | Spx Corp | SPXC | Metalworkg Machinery & Equipment (3540) | 381016240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1653288 | Iii William John Swann | C/O Spx Corporation 13320-A Ballantyne Corporate Place Charlotte NC 28277 | Pres.-Weil Mcclain,Mep & Radio | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-02-22 | 5,296 | $36.51 | 83,477 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-02-22 | 6,891 | $36.51 | 76,586 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-02-25 | 10,435 | $36.89 | 66,151 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,668 | Indirect | 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option to purchase common stock | $12.36 | 2018-10-13 | 2025-10-13 | 66,535 | 66,535 | Direct |
Common Stock | Employee stock option to purchase common stock | $12.85 | 2019-03-02 | 2026-03-02 | 31,776 | 31,776 | Direct |
Common Stock | Employee stock option to purchase common stock | $27.40 | 2020-03-01 | 2027-03-01 | 13,214 | 13,214 | Direct |
Common Stock | Employee stock option to purchase common stock | $32.69 | 2021-02-22 | 2028-02-22 | 12,361 | 12,361 | Direct |
Common Stock | Employee stock option to purchase common stock | $36.51 | 2022-02-21 | 2029-02-21 | 13,556 | 13,556 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-10-13 | 66,535 | 66,535 | Direct |
2026-03-02 | 31,776 | 31,776 | Direct |
2027-03-01 | 13,214 | 13,214 | Direct |
2028-02-22 | 12,361 | 12,361 | Direct |
2029-02-21 | 13,556 | 13,556 | Direct |
Footnotes
- Grant of shares under the SPX Corporation 2002 Stock Compensation Plan for achievement of performance for the 2016-2018 performance period.
- Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX Corporation 2002 Stock Compensation Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.80 to $37.06, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes unvested restricted stock units.
- Vests as to 100% of the shares on the third anniversary of the grant date.
- Vests in three equal installments beginning on March 2, 2017.
- Vests in three equal installments beginning on March 1, 2018.
- Vests in three equal installments beginning on February 22, 2019.
- Vests in three equal installments beginning on February 21, 2020.