Filing Details
- Accession Number:
- 0001005229-19-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-26 10:50:40
- Reporting Period:
- 2019-02-22
- Accepted Time:
- 2019-02-26 10:50:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1509464 | S Alan Korman | 205 Crosspoint Parkway Getzville NY 14068 | Vp, Gen'l Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-22 | 59 | $18.63 | 15,770 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-22 | 46 | $37.80 | 15,724 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-25 | 3,217 | $18.63 | 18,941 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-25 | 2,594 | $37.90 | 16,347 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-25 | 3,230 | $19.50 | 19,577 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-25 | 2,528 | $37.90 | 17,049 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-02-22 | 59 | $18.63 | 59 | $18.63 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-02-25 | 3,217 | $18.63 | 3,217 | $18.63 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-02-25 | 3,230 | $19.50 | 3,230 | $19.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,217 | 2014-01-24 | 2021-01-23 | No | 4 | M | Direct |
| 0 | 2014-01-24 | 2021-01-23 | No | 4 | M | Direct |
| 0 | 2012-05-23 | 2021-05-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,711 | Direct |
Footnotes
- Includes 11,739.5695 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 499.5600 shares become fully vested and non-forfeitable on 5/18/2019; 2,948.4890 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,783.6016 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,818.4444 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, and the remaining 2,689.4745 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2019, if reporting person remains an employee of issuer.
- All exercisable, subject to IRS limitations.
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