Home > Insider Trading > Filing (0001127602-19-008235)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1535929	Voya Financial Inc.	VOYA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1237581	D Kevin Silva	230 Park Avenue New York NY 10169	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-02-21	3,413	$0.00	12,683	No	4	M	Direct
Common Stock	Disposition	2019-02-21	1,628	$50.03	11,055	No	4	F	Direct
Common Stock	Acquisiton	2019-02-21	506	$0.00	11,561	No	4	M	Direct
Common Stock	Disposition	2019-02-21	506	$50.03	11,055	No	4	F	Direct
Common Stock	Disposition	2019-02-22	892	$50.04	10,163	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2019-02-21	3,413	$0.00	3,413	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2019-02-21	9,399	$0.00	9,399	$0.00
Common Stock	Restricted Stock Units	Disposition	2019-02-21	506	$0.00	506	$0.00
Common Stock	Performance Stock Unit	Acquisiton	2019-02-21	11,852	$0.00	11,852	$0.00
Common Stock	Performance-Based Stock Options	Acquisiton	2019-02-21	71,174	$0.00	71,174	$50.03

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
19,169		No	4	M	Direct
28,568		No	4	A	Direct
28,062		No	4	M	Direct
56,188		No	4	A	Direct
158,574	2029-02-21	No	4	A	Direct

Footnotes

Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
FICA tax withholding on the grant of restricted stock units.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
Each stock unit represents a conditional right to receive one share of the company's common stock.
1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.
The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition.
To the extent that the relevant vesting condition discussed in footnote (7) has not been met by December 31, 2020, any unvested options will be forfeited.