Filing Details
- Accession Number:
- 0001547903-19-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-25 21:05:39
- Reporting Period:
- 2019-02-21
- Accepted Time:
- 2019-02-25 21:05:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1052831 | M Bradley Shuster | C/O Nmi Holdings, Inc. 2100 Powell Street 12Th Fl. Emeryville CA 94608 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2019-02-21 | 150,000 | $10.00 | 728,795 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2019-02-21 | 60,877 | $24.64 | 667,918 | No | 4 | F | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2019-02-22 | 46,856 | $24.65 | 621,062 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2019-02-25 | 42,267 | $24.15 | 578,795 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2019-02-21 | 150,000 | $0.00 | 150,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 307,500 | 2022-04-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | 160,773 | Indirect | By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries |
Footnotes
- As part of Mr. Shuter's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 89,123 shares of NMI Holdings, Inc. He completed these sales over the past two days.
- The common stock referred to in Footnote 1 was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.6539. The range of sale prices on the transaction date was $24.40 to $24.87. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock referred to in Footnote 1 was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.1514. The range of sale prices on the transaction date was $24.09 to $24.555. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Represents 514,652 class A common shares and 64,143 unvested restricted stock units.
- The option vested in full on April 24, 2015.
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