Filing Details
- Accession Number:
- 0001593968-19-000560
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-25 18:47:27
- Reporting Period:
- 2019-02-21
- Accepted Time:
- 2019-02-25 18:47:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388432 | Jungsup James Kim | 200 Flynn Road Camarillo CA 93012-8790 | Svp | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-21 | 5,150 | $0.00 | 41,375 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-21 | 1,858 | $54.38 | 39,517 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-02-23 | 18,334 | $0.00 | 57,851 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-23 | 7,165 | $56.09 | 50,686 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-02-25 | 1,514 | $57.15 | 49,172 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-25 | 986 | $57.70 | 48,186 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Smtc | Restricted Stock Unit | Disposition | 2019-02-23 | 18,334 | $0.00 | 18,334 | $0.00 |
| Smtc | Restricted Stock Unit | Disposition | 2019-02-21 | 5,150 | $0.00 | 5,150 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 5,151 | No | 4 | M | Direct |
Footnotes
- These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kim on July 5, 2018.
- This price represents the weighted average of these sales. The prices ranged from $56.5300 to $57.5200. Price and share details are available upon request.
- This price represents the weighted average of these sales. The prices ranged from $57.5800 to $57.8800. Price and share details are available upon request.
- Each stock unit is the economic equivalent of one share of Semtech common stock.
- This grant vests in three annual installments beginning on February 23, 2017.
- This grant vests in three annual installments beginning on February 21, 2018.
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