Filing Details
- Accession Number:
- 0001179706-19-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-25 17:08:29
- Reporting Period:
- 2019-02-21
- Accepted Time:
- 2019-02-25 17:08:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548933 | F John Schultz | C/O Hewlett Packard Enterprise Company 6280 America Center Drive San Jose CA 95002 | Evp, Claa & Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-02-21 | 68,798 | $8.92 | 400,401 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-21 | 68,798 | $16.26 | 331,603 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-02-21 | 249,754 | $8.62 | 581,357 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-21 | 249,754 | $16.26 | 331,603 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-02-21 | 159,457 | $8.83 | 491,060 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-21 | 159,457 | $16.26 | 331,603 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-02-21 | 111,816 | $14.67 | 443,419 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-21 | 111,816 | $16.26 | 331,603 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-02-22 | 33,797 | $8.92 | 365,400 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-22 | 33,797 | $16.50 | 331,603 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-02-22 | 52,590 | $8.62 | 384,193 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-22 | 52,590 | $16.50 | 331,603 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-02-22 | 36,048 | $8.83 | 367,651 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-22 | 36,048 | $16.50 | 331,603 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-02-22 | 34,393 | $14.67 | 365,996 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-22 | 34,393 | $16.50 | 331,603 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-02-22 | 34,177 | $16.50 | 297,426 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2019-01-02 | 261 | $0.00 | 261 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2019-01-02 | 784 | $0.00 | 784 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2019-01-02 | 932 | $0.00 | 932 | $0.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-02-21 | 68,798 | $0.00 | 68,798 | $8.92 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-02-21 | 249,754 | $0.00 | 249,754 | $8.62 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-02-21 | 159,457 | $0.00 | 159,457 | $8.83 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-02-21 | 111,816 | $0.00 | 111,816 | $14.67 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-02-22 | 33,797 | $0.00 | 33,797 | $8.92 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-02-22 | 52,590 | $0.00 | 52,590 | $8.62 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-02-22 | 36,048 | $0.00 | 36,048 | $8.83 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-02-22 | 34,393 | $0.00 | 34,393 | $14.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
32,714 | No | 4 | A | Direct | ||
96,779 | No | 4 | A | Direct | ||
112,463 | No | 4 | A | Direct | ||
68,799 | 2014-12-11 | 2021-12-11 | No | 4 | M | Direct |
249,754 | 2016-11-02 | 2023-11-02 | No | 4 | M | Direct |
159,457 | 2016-12-09 | 2023-12-09 | No | 4 | M | Direct |
223,632 | 2017-12-07 | 2024-12-07 | No | 4 | M | Direct |
35,002 | 2014-12-11 | 2021-12-11 | No | 4 | M | Direct |
197,164 | 2016-11-02 | 2023-11-02 | No | 4 | M | Direct |
123,409 | 2016-12-09 | 2023-12-09 | No | 4 | M | Direct |
189,239 | 2017-12-07 | 2024-12-07 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.25 to $16.29. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 261.2156 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
- As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 783.6971 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
- As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.