Filing Details
- Accession Number:
- 0000899243-19-004703
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-25 16:30:17
- Reporting Period:
- 2019-02-21
- Accepted Time:
- 2019-02-25 16:30:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1314727 | Sonos Inc | SONO | Household Audio & Video Equipment (3651) | 030479476 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447961 | Ltd I Associates Growth Venture Index | 5Th Floor, 44 Esplanade St. Helier Y9 JE1 3FG | No | No | Yes | No | |
| 1466948 | L.p. (Jersey) Fund Entrepreneur Parallel I Growth Ventures Index | 5Th Floor, 44 Esplanade St. Helier Y9 JE1 3FG | No | No | Yes | No | |
| 1466950 | L.p. (Jersey) I Growth Ventures Index | 5Th Floor, 44 Esplanade St. Helier Y9 JE1 3FG | No | No | Yes | No | |
| 1591294 | Slp (Jersey) Yucca | 44 Esplanade St. Helier Y9 JE4 9WG | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-02-21 | 289,119 | $11.09 | 10,220,336 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-21 | 28,883 | $11.09 | 1,021,027 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2019-02-21 | 1,598 | $11.09 | 56,488 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2019-02-22 | 428,681 | $11.15 | 9,791,655 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-22 | 42,826 | $11.15 | 978,201 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2019-02-22 | 2,369 | $11.15 | 54,119 | No | 4 | S | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.30. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares are held directly by Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. ("Index I Parallel").
- The shares are held directly by Yucca (Jersey) SLP ("Yucca"). Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index Ventures Growth I (Jersey), L.P. ("Index I") and Index I Parallel.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.03 to $11.22. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Index Venture Growth Associates I Limited ("IVGA I") is the general partner of Index I, and Index I Parallel (together with Index I and Yucca, the "Index Funds"). IVGA I disclaims Section 16 beneficial ownership of the securities held by the Index Funds, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that IVGA I is the beneficial owner of such securities for Section 16 or any other purpose.
Billionaire Hedge Funds
