Filing Details
- Accession Number:
- 0000899243-19-004702
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-25 16:26:43
- Reporting Period:
- 2019-02-21
- Accepted Time:
- 2019-02-25 16:26:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1314727 | Sonos Inc | SONO | Household Audio & Video Equipment (3651) | 030479476 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1626464 | Michelangelo Volpi | C/O Sonos, Inc. 614 Chapala Street Santa Barbara CA 93101 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-02-21 | 289,119 | $11.09 | 10,220,336 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2019-02-21 | 28,883 | $11.09 | 1,021,027 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2019-02-21 | 1,598 | $11.09 | 56,488 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2019-02-22 | 428,681 | $11.15 | 9,791,655 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2019-02-22 | 42,826 | $11.15 | 978,201 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2019-02-22 | 2,369 | $11.15 | 54,119 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.30. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares are held directly by Index Ventures Growth I (Jersey), L.P. ("Index I").
- The shares are held directly by Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. ("Index I Parallel").
- Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I, Index I Parallel and Yucca (Jersey) SLP (collectively, the "Index Funds"). Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- The shares are held directly by Yucca (Jersey) SLP ("Yucca"). Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.03 to $11.22. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.