Filing Details
- Accession Number:
- 0001671704-19-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-22 21:48:26
- Reporting Period:
- 2019-02-22
- Accepted Time:
- 2019-02-22 21:48:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1118417 | Model N Inc. | MODN | Services-Computer Programming, Data Processing, Etc. (7370) | 770528806 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1671704 | Anderson, Mark, Albert | C/O Model N, Inc. 777 Mariners Island Boulevard, Suite 300 San Mateo CA 94404 | Svp, Global Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-02-22 | 9,285 | $17.06 | 124,855 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-02-22 | 2,829 | $17.06 | 134,934 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Performance-Based Restricted Stock Units ("PB-RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- Includes an additional 7,575 and 5,333 shares of common stock issued upon vesting of Performance-Based RSUs ("PB-RSUs") granted to the Reporting Person on May 12, 2016 and May 22, 2017 in connection with the achievement of 132% and 228%, respectively, of certain performance criteria related to the Reporting Person's PB-RSUs.