Filing Details

Accession Number:
0001706672-19-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-22 20:21:12
Reporting Period:
2019-02-22
Accepted Time:
2019-02-22 20:21:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1118417 Model N Inc. MODN Services-Computer Programming, Data Processing, Etc. (7370) 770528806
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1706672 David Barter C/O Model N, Inc.
777 Mariners Island Boulevard, Suite 300
San Mateo CA 94404
Svp, Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-22 10,671 $17.06 185,973 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Performance-Based Restricted Stock Units ("PB-RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
  2. Includes an additional 16,906 shares of common stock issued upon vesting of Performance-Based RSUs ("PB-RSUs") granted to the Reporting Person on May 22, 2017 in connection with the achievement of 228% of certain performance criteria related to the Reporting Person's PB-RSUs.