Filing Details
- Accession Number:
- 0001314223-19-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-22 17:06:37
- Reporting Period:
- 2019-02-20
- Accepted Time:
- 2019-02-22 17:06:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1314223 | Amber Road Inc. | AMBR | Services-Prepackaged Software (7372) | 222590301 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602683 | W James Preuninger | C/O Amber Road, Inc. One Meadowlands Plaza East Rutherford NJ 07073 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-02-20 | 42,872 | $0.00 | 1,713,929 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-20 | 41,560 | $9.51 | 1,672,369 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2019-02-20 | 42,872 | $0.00 | 42,872 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
128,616 | 2019-02-20 | No | 4 | M | Direct |
Footnotes
- Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 20, 2018, the reporting person was granted 171,488 RSUs, of which 1/4th vested on February 20, 2019.
- Sale of shares of common stock to satisfy tax liability due from February 20, 2019 vest of 42,872 RSUs as well as for other year end tax obligations.
- Each RSU is the equivalent of one share of Amber Road, Inc. common stock.
- On February 20, 2018, the reporting person was granted 171,488 RSUs, of which 1/4th will vest on each of the first, second, third and fourth anniversaries of the grant date until fully vested on February 20, 2022.