Filing Details
- Accession Number:
- 0001140361-11-013735
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 12:20:20
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 12:20:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893538 | Sm Energy Co | SM | Crude Petroleum & Natural Gas (1311) | 410518430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1379283 | T Mark Solomon | 1775 Sherman St. Suite 1200 Denver CO 80203 | Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-01 | 2,174 | $12.50 | 5,169 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-01 | 2,174 | $12.53 | 7,343 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-01 | 2,550 | $13.65 | 9,893 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-01 | 1,916 | $12.66 | 11,809 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-01 | 358 | $13.39 | 12,167 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-01 | 2,274 | $14.25 | 14,441 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Disposition | 2011-03-01 | 11,446 | $71.52 | 2,995 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-01 | 2,174 | $0.00 | 2,174 | $12.50 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-01 | 2,174 | $0.00 | 2,174 | $12.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-01 | 2,550 | $0.00 | 2,550 | $13.65 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-01 | 1,916 | $0.00 | 1,916 | $12.66 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-01 | 358 | $0.00 | 358 | $13.39 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-01 | 2,274 | $0.00 | 2,274 | $14.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-12-31 | No | 4 | M | Direct | |
| 0 | 2013-03-31 | No | 4 | M | Direct | |
| 0 | 2013-06-30 | No | 4 | M | Direct | |
| 0 | 2013-09-30 | No | 4 | M | Direct | |
| 0 | 2013-10-22 | No | 4 | M | Direct | |
| 0 | 2013-12-31 | No | 4 | M | Direct |
Footnotes
- The stock option vested as follows: 544 shares on December 31, 2002, 544 shares on September 30, 2003, and 543 shares on September 30, 2004 and 2005.
- The stock option vested as follows: 544 shares on March 31, 2003, 544 shares on September 30, 2003, and 543 shares on September 30, 2004 and 2005.
- The stock option vested as follows: 638 shares on June 30, 2003, 638 shares on Septmeber 30, 2003, and 637 shares on September 30, 2004 and 2005.
- The stock option vested in four equal annual installments beginning on September 30, 2003.
- The stock option vested as follows: 90 shares on October 22, 2003, 90 shares on September 30, 2004, and 89 shares on September 30, 2005 and 2006.
- The stock option vested as follows: 569 shares on December 31, 2003, 569 shares on September 30, 2004, and 568 shares on September 30, 2005 and 2006.
- The price reflects an average of multiple transaction sale prices ranging from $71.76 to $71.34.
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