Filing Details

Accession Number:
0001654954-19-001902
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-22 16:52:59
Reporting Period:
2019-02-20
Accepted Time:
2019-02-22 16:52:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1644903 Level Brands Inc. LEVB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427722 A. Martin Sumichrast 4521 Sharon Road, Suite 407
Charlotte NC 28211
Chairman Of The Board And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-20 150,000 $4.00 596,434 No 4 S Indirect see footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect see footnote
Footnotes
  1. Represents the private sale of shares by Stone Street Partners, LLC. Mr. Sumichrast in his position at Stone Street Partners, LLC has the right to direct the vote and disposition of securities owned by Stone Street Partners, LLC.
  2. The number of shares beneficially owned by Mr. Sumichrast includes (i) 325,834 shares held of record by Stone Street Partners, LLC and (ii) 270,600 shares held of record by Washington Capital LLC. Mr. Sumichrast in his position at Stone Street Partners, LLC has the right to direct the vote and disposition of securities owned by Stone Street Partners, LLC. Mr. Sumichrast has voting and dispositive control over securities owned by Washington Capital LLC. Mr. Sumichrast disclaims beneficial ownership of the securities held of record by each of these entities except to the extent of his pecuniary interest therein.