Filing Details
- Accession Number:
- 0001140361-11-013733
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 12:12:57
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 12:12:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893538 | Sm Energy Co | SM | Crude Petroleum & Natural Gas (1311) | 410518430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1351075 | M Paul Veatch | 1775 Sherman Street Suite 1200 Denver CO 80203 | Sr. Vp & Regional Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-01 | 3,380 | $13.65 | 19,059 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-01 | 2,786 | $12.66 | 21,845 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-01 | 522 | $13.39 | 22,367 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-01 | 3,308 | $14.25 | 25,675 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Disposition | 2011-03-01 | 13,912 | $72.43 | 11,763 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right-To- Buy) | Disposition | 2011-03-01 | 3,380 | $0.00 | 3,380 | $13.65 |
| Common Stock | Stock Option (Right-To- Buy) | Disposition | 2011-03-01 | 2,786 | $0.00 | 2,786 | $12.66 |
| Common Stock | Stock Option (Right-To- Buy) | Disposition | 2011-03-01 | 522 | $0.00 | 522 | $13.39 |
| Common Stock | Stock Option (Right-To- Buy) | Disposition | 2011-03-01 | 3,308 | $0.00 | 3,308 | $14.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-06-30 | No | 4 | M | Direct | |
| 0 | 2013-09-30 | No | 4 | M | Direct | |
| 0 | 2013-10-22 | No | 4 | M | Direct | |
| 0 | 2013-12-31 | No | 4 | M | Direct |
Footnotes
- The stock option vested as follows: 845 shares on June 30, 2003, and 845 shares on September 30, 2003, 2004, and 2005.
- The stock option vested as follows: 697 shares on Septmeber 30, 2003, and 2004, and 696 shares on Septmeber 30, 2005 and 2006.
- The stock option vested as follows: 131 shares on October 22, 2003, 131 shares on September 30, 2004, and 130 shares on September 30, 2005 and 2006.
- The stock option vested as follows: 827 shares on December 31, 2003, and 827 shares on September 30, 2004, 2005, and 2006.
Billionaire Hedge Funds
