Filing Details
- Accession Number:
- 0001104659-19-010080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-22 16:05:49
- Reporting Period:
- 2019-02-19
- Accepted Time:
- 2019-02-22 16:05:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1066194 | Egain Corp | EGAN | Services-Prepackaged Software (7372) | 770466366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1108720 | A Brett Shockley | 1252 Borregas Avenue Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-02-19 | 48,684 | $11.56 | 1,316 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-20 | 7,047 | $11.51 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-21 | 5,793 | $11.83 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (right to buy) | Disposition | 2019-02-20 | 11,024 | $0.00 | 62,291 | $2.50 |
| Common Stock | Options (right to buy) | Disposition | 2019-02-20 | 500 | $0.00 | 500 | $4.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 51,267 | 2027-09-19 | No | 4 | M | Direct | |
| 0 | 2025-11-06 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.70. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a securityholder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.45 to $11.55. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month.
- The options, representing a right to purchase a total of 500 shares, became exercisable beginning on November 1, 2016 over four years at the rate of 1/48th of the total shares each month.
Billionaire Hedge Funds
