Filing Details

Accession Number:
0000899243-19-004473
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-21 20:23:22
Reporting Period:
2019-02-19
Accepted Time:
2019-02-21 20:23:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1278021 Marketaxess Holdings Inc MKTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249885 L Antonio Delise C/O Marketaxess Holdings, Inc.
299 Park Avenue
New York NY 10171
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.003 Per Share Disposition 2019-02-19 8,000 $231.99 36,901 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Acquisiton 2019-02-21 7,356 $0.00 44,257 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Footnotes
  1. The transactions were executed in multiple trades at prices ranging from $231.67 to $232.11. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  2. Settlement of performance shares granted January 22, 2016 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2020 and January 31, 2021.