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Filing Details

Accession Number:: 0000899243-19-004422
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-02-21 17:52:27
Reporting Period:: 2018-11-15

Accepted Time:: 2019-02-21 17:52:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1372414	Aerohive Networks Inc	HIVE	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1165399	Feng Deng	Suite 1701, Hutchison House 10 Harcourt Road, Central Hong Kong K3	No	No	Yes	No
1165400	Yan Ke	Suite 1701, Hutchison House 10 Harcourt Road, Central Hong Kong K3	No	No	Yes	No
1348026	P L Fund Strategic Light Northern	Suite 1701, Hutchison House 10 Harcourt Road, Central Hong Kong K3	No	No	Yes	No
1364666	P L Fund Venture Light Northern	Suite 1701, Hutchison House 10 Harcourt Road, Central Hong Kong K3	No	No	Yes	No
1587555	Northern Light Venture Capital, Ltd.	Suite 1701, Hutchison House 10 Harcourt Road, Central Hong Kong K3	No	No	Yes	No
1587557	Northern Light Partners Fund, L.p.	Suite 1701, Hutchison House 10 Harcourt Road, Central Hong Kong K3	No	No	Yes	No
1587623	Northern Light Partners, L.p.	Suite 1701, Hutchison House 10 Harcourt Road, Central Hong Kong K3	No	No	Yes	No
1590278	Jeffrey Lee	Suite 1701, Hutchison House 10 Harcourt Road, Central Hong Kong K3	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-11-15	791	$3.94	0	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-02-19	289,008	$0.00	5,491,162	No	4	J	Indirect	See footnote
Common Stock	Disposition	2019-02-19	63,473	$0.00	1,205,980	No	4	J	Indirect	See footnote
Common Stock	Disposition	2019-02-19	31,736	$0.00	602,988	No	4	J	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote

Footnotes

Shares were sold directly by Northern Light Partners, L.P., the general partner of each of NLVF, NLSF and NLPF (as defined below). Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may be deemed to have sole voting and dispositive power over the shares held by Northern Light Partners, L.P. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by Northern Light Partners, L.P. Such persons and entities disclaim beneficial ownership of shares held by Northern Light Partners, L.P., except to the extent of any pecuniary interest therein. Also corrects the previous over-reporting of shares held by Northern Light Partners, L.P.
Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.
Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P., the general partner of NLVF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein.
Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). Northern Light Partners, L.P., the general partner of NLSF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein.
Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). Northern Light Partners, L.P., the general partner of NLPF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein.