Filing Details
- Accession Number:
- 0001111928-11-000054
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 09:27:53
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 09:27:53
- Original Submission Date:
- 2011-03-02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1111928 | Ipg Photonics Corp | IPGP | Semiconductors & Related Devices (3674) | 043444218 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1378546 | Pv Timothy Mammen | C/O Ipg Photonics Corporation 50 Old Webster Road Oxford MA 01540 | Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-01 | 3,700 | $0.00 | 70,074 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2011-03-01 | 5,334 | $5.37 | 75,408 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-01 | 11,334 | $54.96 | 64,074 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-02 | 8,000 | $5.37 | 72,074 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-02 | 18,000 | $53.73 | 54,074 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Acquisiton | 2011-03-01 | 21,600 | $0.00 | 21,600 | $53.76 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-03-01 | 5,334 | $0.00 | 5,334 | $5.37 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-03-02 | 8,000 | $0.00 | 8,000 | $5.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,600 | 2021-02-28 | No | 4 | A | Direct | |
| 21,334 | 2016-04-18 | No | 4 | M | Direct | |
| 13,334 | 2016-04-18 | No | 4 | M | Direct |
Footnotes
- Pursuant to a 10b5-1 trading plan adopted by Reporting Person.
- Grant of restricted stock units and stock options vesting 25% on March 31, 2015, June 30, 2015, September 30, 2015 and December 31, 2015.
- The reported transaction involved sales transactions from $53.70 to $56.36 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- The reported transaction involved sales transactions from $52.67 to $54.51 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- These options were exercisable in 5 equal annual installments starting April 18, 2007.
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