Filing Details
- Accession Number:
- 0001209191-19-012039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-21 16:37:03
- Reporting Period:
- 2019-02-19
- Accepted Time:
- 2019-02-21 16:37:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1348036 | Avalara Inc. | AVLR | () | NY |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
929408 | Warburg Pincus & Co. | 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1162870 | Warburg Pincus Llc | 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1540163 | Warburg Pincus Private Equity Xi, L.p. | 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1540167 | Warburg Pincus Xi, L.p. | 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1540385 | Wp Global Llc | 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1540386 | Warburg Pincus Xi Partners, L.p. | 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1621224 | Warburg Pincus Partners Gp Llc | 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1658787 | Warburg Pincus Partners Ii, L.p. | 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1742449 | Wpxi Finance, Lp | 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1743648 | Wpxi Gp, L.p. | 450 Lexington Avenue New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-02-19 | 4,465,000 | $49.03 | 8,797,002 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2019-02-19 | 235,000 | $49.03 | 462,987 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- Warburg Pincus Private Equity XI, L.P. ("WPXI") holds shares through its subsidiary, WPXI Finance, LP ("WPXIF"). Warburg Pincus XI Partners, L.P. ("WPXI Partners") also holds shares and together with WPXI is referred to as the "WPXI Funds." WPXI GP, L.P. ("WPXIF GP") is the managing general partner of WPXIF. WPXI is the general partner of WPXIF GP. Warburg Pincus XI, L.P. ("WP XI GP") is the general partner of each of WPXI and WPXI Partners. WP Global LLC ("WP Global") is the general partner of WP XI GP. Warburg Pincus Partners II, L.P. ("WPP II") is the managing member of WP Global. Warburg Pincus Partners GP LLC ("WPP GP LLC") is the general partner of WPP II. Warburg Pincus & Co. ("WP") is the managing member of WPP GP LLC. Warburg Pincus LLC ("WP LLC") is the manager of the WPXI Funds.
- (Continued from Footnote 1) Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Messrs. Kaye and Landy disclaim beneficial ownership of all shares held by the WPXI Funds entities. Mr. Sadrian, a director of the Issuer, is a Partner of WP and a Member and Managing Director of WP LLC.
- Shares held by WPXI through its subsidiary WPXIF. Each of WPXIF GP, WPXI Partners, WP XI GP, WP Global, WPP II, WPP GP LLC, WP and WP LLC, and Messrs. Kaye, Landy and Sadrian disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
- Shares held directly by WPXI Partners. Each of WPXI, WPXIF, WPXIF GP, WP XI GP, WP Global, WPP II, WPP GP LLC, WP, WP LLC, and Messrs. Kaye, Landy and Sadrian disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.