Filing Details
- Accession Number:
- 0001179110-19-002238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-21 16:36:35
- Reporting Period:
- 2019-02-19
- Accepted Time:
- 2019-02-21 16:36:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1259515 | Control4 Corp | CTRL | Electronic Components & Accessories (3670) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1583025 | Susan Cashen | C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020 | Svp Of Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-02-19 | 5,016 | $4.88 | 14,877 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-19 | 5,016 | $17.93 | 9,861 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-02-20 | 9,861 | $17.83 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-19 | 5,016 | $0.00 | 5,016 | $4.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-08-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 854 | Indirect | By 401(k) Plan |
Footnotes
- Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018.
- Shares held in Reporting Person's 401(k) Plan.
- Incentive Stock Options granted September 1, 2009 that are fully vested.