Filing Details

Accession Number:
0001179110-19-002238
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-21 16:36:35
Reporting Period:
2019-02-19
Accepted Time:
2019-02-21 16:36:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259515 Control4 Corp CTRL Electronic Components & Accessories (3670) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1583025 Susan Cashen C/O Control4 Corporation
11734 S. Election Road
Salt Lake City UT 84020
Svp Of Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-19 5,016 $4.88 14,877 No 4 M Direct
Common Stock Disposition 2019-02-19 5,016 $17.93 9,861 No 4 S Direct
Common Stock Disposition 2019-02-20 9,861 $17.83 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-02-19 5,016 $0.00 5,016 $4.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-08-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 854 Indirect By 401(k) Plan
Footnotes
  1. Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018.
  2. Shares held in Reporting Person's 401(k) Plan.
  3. Incentive Stock Options granted September 1, 2009 that are fully vested.