Filing Details

Accession Number:
0000899243-19-004382
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-21 16:22:24
Reporting Period:
2019-02-19
Accepted Time:
2019-02-21 16:22:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314727 Sonos Inc SONO Household Audio & Video Equipment (3651) 030479476
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447961 Ltd I Associates Growth Venture Index 5Th Floor, 44 Esplanade
St. Helier Y9 JE1 3FG
No No Yes No
1466948 L.p. (Jersey) Fund Entrepreneur Parallel I Growth Ventures Index 5Th Floor, 44 Esplanade
St. Helier Y9 JE1 3FG
No No Yes No
1466950 L.p. (Jersey) I Growth Ventures Index 5Th Floor, 44 Esplanade
St. Helier Y9 JE1 3FG
No No Yes No
1591294 Slp (Jersey) Yucca 44 Esplanade
St. Helier Y9 JE4 9WG
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-19 79,623 $11.54 10,852,111 No 4 S Direct
Common Stock Disposition 2019-02-19 7,954 $11.54 1,084,142 No 4 S Indirect See footnotes
Common Stock Disposition 2019-02-19 440 $11.54 59,980 No 4 S Indirect See footnotes
Common Stock Disposition 2019-02-20 342,656 $11.34 10,509,455 No 4 S Direct
Common Stock Disposition 2019-02-20 34,232 $11.34 1,049,910 No 4 S Indirect See footnotes
Common Stock Disposition 2019-02-20 1,894 $11.34 58,086 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Direct
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $11.64. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The shares are held directly by Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. ("Index I Parallel").
  3. The shares are held directly by Yucca (Jersey) SLP ("Yucca"). Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index Ventures Growth I (Jersey), L.P. ("Index I") and Index I Parallel.
  4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.565. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Index Venture Growth Associates I Limited ("IVGA I") is the general partner of Index I, and Index I Parallel (together with Index I and Yucca, the "Index Funds"). IVGA I disclaims Section 16 beneficial ownership of the securities held by the Index Funds, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that IVGA I is the beneficial owner of such securities for Section 16 or any other purpose.