Filing Details
- Accession Number:
- 0001104659-19-009831
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-21 16:19:18
- Reporting Period:
- 2019-02-19
- Accepted Time:
- 2019-02-21 16:19:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1192448 | Glaukos Corp | GKOS | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1705850 | E Joseph Gilliam | C/O Glaukos Corporation, 229 Avenida Fabricante San Clemente CA 92672 | Cfo, Svp Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-02-19 | 5,000 | $70.03 | 75,694 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
- This transaction was executed in multiple trades at prices ranging from $70.00 to $70.195. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reported amount reflects (1) a transfer of 6,758 shares of Glaukos common stock made by the reporting person pursuant to a domestic relations order exempt from reporting pursuant to Section 16a-12 under the U.S. Securities Exchange Act of 1934, as amended, and (2) 1,335 shares acquired by the reporting person pursuant to the stockholder-approved Glaukos 2015 Employee Stock Purchase Plan.