Filing Details
- Accession Number:
- 0001389463-19-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-21 16:04:35
- Reporting Period:
- 2019-01-31
- Accepted Time:
- 2019-02-21 16:04:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825313 | Alliancebernstein Holding L.p. | AB | Investment Advice (6282) | 133434400 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389463 | A James Gingrich | C/O Alliancebernstein L.p. 1345 Avenue Of The Americas New York NY 10105 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ab Holding Units | Disposition | 2019-01-31 | 30,277 | $30.49 | 1,619,721 | No | 4 | F | Indirect | by rabbi trust under employee incentive compensation award program |
| Ab Holding Units | Disposition | 2019-02-19 | 15,000 | $30.11 | 119,909 | No | 4 | S | Direct | |
| Ab Holding Units | Disposition | 2019-02-20 | 25,000 | $30.15 | 94,909 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Indirect | by rabbi trust under employee incentive compensation award program |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ab Holding Units | 134,909 | Direct |
Footnotes
- Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- On January 31, 2019, 75,495 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 30,277 AB Holding Units were withheld for tax purposes and 45,218 AB Holding Units were delivered to him.
- The closing price of an AB Holding Unit for NYSE composite transactions on January 31, 20198.
- Reporting Person sold 15,000 AB Holding Units at prices ranging from $29.75 to $30.36 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
- Reporting Person sold 25,000 AB Holding Units at prices ranging from $30.08 to $30.28 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
Billionaire Hedge Funds
