Filing Details
- Accession Number:
- 0001144204-11-012481
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-02 21:46:34
- Reporting Period:
- 2011-02-28
- Filing Date:
- 2011-03-02
- Accepted Time:
- 2011-03-02 21:46:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368993 | Wafergen Bio-Systems Inc. | WGBS | Laboratory Analytical Instruments (3826) | 900416683 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435645 | Alnoor Shivji | 7400 Paseo Padre Parkway Fremont CA 94555 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-28 | 59,391 | $1.00 | 2,483,952 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,613,552 | Indirect | By Shivji Family Trust dtd June 12, 2000 |
| Common Stock | 48,333 | Indirect | By Jameel Shivji Irrevocable Trust U/A dtd 12/30/04 |
| Common Stock | 48,333 | Indirect | By Shivji Children's Trust fbo Zara Shivji U/A dtd 11/30/00 |
| Common Stock | 48,333 | Indirect | By Shivji Children's Trust fbo Suraya Shivji U/A dtd 11/30/00 |
Footnotes
- Purchased pursuant to a private transaction.
Billionaire Hedge Funds
