Filing Details
- Accession Number:
- 0001738736-19-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-20 20:54:59
- Reporting Period:
- 2019-02-15
- Accepted Time:
- 2019-02-20 20:54:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1725579 | Pluralsight Inc. | PS | Services-Computer Programming, Data Processing, Etc. (7370) | 823605465 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1738736 | M. Joseph Dibartolomeo | C/O Pluralsight, Inc. 182 North Union Avenue Farmington UT 84025 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-02-15 | 80,720 | $0.00 | 175,258 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-02-15 | 175,000 | $0.00 | 350,258 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-02-15 | 254,920 | $30.13 | 95,338 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-02-15 | 800 | $30.87 | 94,538 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-02-15 | 80,720 | $0.00 | 80,720 | $15.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-02-15 | 175,000 | $0.00 | 175,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 242,160 | 2028-05-17 | No | 4 | M | Direct | |
| 348,696 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares that were acquired upon exercise of the options listed in Table II pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018.
- The reported shares represent a one-for-one exchange of the Issuer's Class B Common Stock to Class A Common Stock.
- The sale transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person on December 14, 2018.
- The sale price represents the weighted average price of the shares sold ranging from $29.72 to $30.51 per share. Upon request of the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The stock option exercises reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018.
- Shares subject to the option vest in four equal semiannual installments beginning on November 17, 2018.
- The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock is exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.
- Represents shares of Class B Common Stock exchanged on a one-for-one basis into shares of Class A Common Stock.
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