Filing Details
- Accession Number:
- 0001127602-19-007327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-20 19:36:29
- Reporting Period:
- 2019-02-15
- Accepted Time:
- 2019-02-20 19:36:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326801 | Facebook Inc | FB | Services-Computer Programming, Data Processing, Etc. (7370) | 201665019 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607459 | K Christopher Cox | C/O Facebook, Inc. 1601 Willow Road Menlo Park CA 94025 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-02-15 | 26,847 | $0.00 | 85,331 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-02-15 | 13,311 | $163.95 | 72,020 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2019-02-15 | 10,023 | $0.00 | 82,043 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-02-15 | 4,970 | $163.95 | 77,073 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2019-02-15 | 8,255 | $0.00 | 85,328 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-02-15 | 4,093 | $163.95 | 81,235 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2019-02-15 | 34,122 | $0.00 | 115,357 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-02-15 | 16,016 | $163.95 | 99,341 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2019-02-19 | 5,300 | $160.35 | 94,041 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | C | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2019-02-15 | 26,847 | $0.00 | 26,847 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2019-02-15 | 10,023 | $0.00 | 10,023 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2019-02-15 | 8,255 | $0.00 | 8,255 | $0.00 |
| Class B Common Stock | Restricted Stock Unit (RSU) (Class B) | Disposition | 2019-02-15 | 34,122 | $0.00 | 34,122 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-02-15 | 34,122 | $0.00 | 34,122 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-02-15 | 34,122 | $0.00 | 34,122 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 241,624 | 2023-05-05 | No | 4 | M | Direct | |
| 40,090 | 2024-03-16 | No | 4 | M | Direct | |
| 66,035 | 2025-03-15 | No | 4 | M | Direct | |
| 238,857 | 2022-05-02 | No | 4 | M | Direct | |
| 34,122 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 74,107 | Indirect | Christopher K. Cox 2017 Annuity Trust u/a/d 10/24/2017 |
| Class A Common Stock | 125,893 | Indirect | Christopher K. Cox 2018 Annuity Trust II U/A DTD 12/19/2018 |
| Class A Common Stock | 74,107 | Indirect | Christopher K. Cox 2018 Annuity Trust III U/A DTD 12/19/2018 |
Footnotes
- Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
- Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
- Shares held of record by Christopher K. Cox, Trustee of The Christopher K. Cox 2017 Annuity Trust u/a/d 10/24/2017.
- Shares held of record by Christopher K. Cox, Trustee of The Christopher K. Cox 2018 Annuity Trust II U/A DTD 12/19/2018.
- Shares held of record by Christopher K. Cox, Trustee of The Christopher K. Cox 2018 Annuity Trust III U/A DTD 12/19/2018.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
- The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2017, subject to continued service through each vesting date.
- The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2016, subject to continued service through each vesting date.
- The RSUs vest as to 1/16th of the total shares quarterly, beginning on February 15, 2017, subject to continued service through each vesting date.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
- The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
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