Filing Details

Accession Number:
0001127602-19-007309
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-20 19:01:01
Reporting Period:
2019-02-20
Accepted Time:
2019-02-20 19:01:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1673358 Yum China Holdings Inc. YUMC Retail-Eating Places (5812) 812421743
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1686224 H Alice Wang Yum China Building
20 Tian Yao Qiao Road
Shanghai F4 200030
Chief Public Affairs Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-20 8,500 $21.06 15,500 No 4 M Direct
Common Stock Disposition 2019-02-20 4,262 $42.01 11,238 No 4 D Direct
Common Stock Disposition 2019-02-20 4,238 $41.98 7,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2019-02-20 8,500 $0.00 8,500 $21.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,994 2026-02-05 No 4 M Direct
Footnotes
  1. Vesting occurs 25% per year beginning one year from 2/5/2016.