Filing Details
- Accession Number:
- 0001127602-19-007308
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-20 18:59:32
- Reporting Period:
- 2019-02-19
- Accepted Time:
- 2019-02-20 18:59:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1130144 | Sierra Bancorp | BSRR | State Commercial Banks (6022) | 330937517 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1349140 | J Kevin Mcphaill | 86 N. Main Street Porterville CA 93257 | President/Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-19 | 9,647 | $16.55 | 23,076 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-19 | 9,647 | $27.37 | 13,429 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-20 | 5,353 | $16.55 | 18,782 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-20 | 5,353 | $27.09 | 13,429 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-20 | 416 | $10.21 | 13,845 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-20 | 3,354 | $10.58 | 17,199 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2019-02-19 | 9,647 | $0.00 | 9,647 | $16.55 |
| Common Stock | Stock Options | Disposition | 2019-02-20 | 5,353 | $0.00 | 5,353 | $16.55 |
| Common Stock | Stock Options | Disposition | 2019-02-20 | 416 | $0.00 | 416 | $10.21 |
| Common Stock | Stock Options | Disposition | 2019-02-20 | 3,354 | $0.00 | 3,354 | $10.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,353 | 2016-04-23 | 2025-04-23 | No | 4 | M | Direct |
| 10,000 | 2016-04-23 | 2025-04-23 | No | 4 | M | Direct |
| 0 | 2012-11-15 | 2022-11-15 | No | 4 | M | Direct |
| 0 | 2012-11-17 | 2020-11-20 | No | 4 | M | Direct |
Footnotes
- Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.
- Represents date on which first installment of the reported option becomes exercisable. This option will become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.
Billionaire Hedge Funds
