Filing Details
- Accession Number:
- 0001209191-19-011742
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-20 17:58:24
- Reporting Period:
- 2019-01-09
- Accepted Time:
- 2019-02-20 17:58:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1351636 | Shotspotter Inc | SSTI | Services-Prepackaged Software (7372) | 470949915 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1705405 | O. Joseph Hawkins | C/O Shotspotter 7979 Gateway Blvd, # 210 Newark CA 94560 | Sr. Vp Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-01-09 | 5,882 | $0.68 | 27,355 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-01-09 | 1,765 | $0.85 | 29,120 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-19 | 1,011 | $46.77 | 28,109 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-19 | 900 | $47.17 | 27,209 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-01-09 | 5,882 | $0.00 | 5,882 | $0.68 |
| Common Stock | Common Stock (Right to Buy) | Disposition | 2019-01-09 | 1,765 | $0.00 | 1,765 | $0.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,236 | 2022-10-21 | No | 4 | M | Direct | |
| 9,852 | 2026-02-02 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 plan.
- The shares were sold at prices ranging from $46.61 to $46.94. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold at prices ranging from $47.05 to $47.28. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Includes 503 shares purchased under Issuer's Employee Stock Purchase Plan on December 13, 2018.
- Fully vested and exercisable.
- 1/48th of the grant vests monthly for 48 months from February 2, 2016.
Billionaire Hedge Funds
