Filing Details
- Accession Number:
- 0001296655-19-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-20 17:57:36
- Reporting Period:
- 2019-01-31
- Accepted Time:
- 2019-02-20 17:57:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825313 | Alliancebernstein Holding L.p. | AB | Investment Advice (6282) | 133434400 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296655 | E Laurence Cranch | C/O Alliancebernstein L.p. 1345 Avenue Of The Americas New York NY 10105 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ab Holding Units | Disposition | 2019-01-31 | 8,283 | $30.49 | 216,415 | No | 4 | F | Indirect | by rabbi trust under employee incentive compensation award program |
Ab Holding Units | Disposition | 2019-02-19 | 122,601 | $30.01 | 17,913 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Indirect | by rabbi trust under employee incentive compensation award program |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ab Holding Units | 140,514 | Direct |
Footnotes
- Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- On January 31, 2019, 26,196 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 8,283 AB Holding Units were withheld for tax purposes and 17,913 AB Holding Units were delivered to him.
- The closing price of an AB Holding Unit on January 31, 2019.
- Reporting Person sold 122,601 AB Holding Units at prices ranging from $29.75 to $30.31 per Unit. The price set forth in the table is the weighted average of his sales at these prices.