Home > Insider Trading > Filing (0000093751-19-000325)

Filing Details

Accession Number:: 0000093751-19-000325
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-02-20 16:23:19
Reporting Period:: 2019-02-15

Accepted Time:: 2019-02-20 16:23:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
93751	State Street Corp	STT	State Commercial Banks (6022)	042456637

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1123847	L Joseph Hooley	State Street Corporation One Lincoln Street Boston MA 02111		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2019-02-15	2,228	$69.93	712,043	No	4	S	Direct
Common Stock	Disposition	2019-02-15	22,772	$70.70	689,271	No	4	S	Direct
Common Stock	Disposition	2019-02-15	21,813	$70.66	667,458	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	F	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,525	Indirect	401 (k) Plan

Footnotes

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.290 through $70.285 inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.290 through 71.220, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2019. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.