Filing Details
- Accession Number:
- 0000899243-19-004233
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-20 16:17:29
- Reporting Period:
- 2019-02-15
- Accepted Time:
- 2019-02-20 16:17:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1348036 | Avalara Inc. | AVLR | Services-Prepackaged Software (7372) | 911995935 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1741465 | Pascal Dooren Van | 255 South King St., Suite 1800 Seattle WA 98104 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-02-15 | 27,314 | $1.90 | 56,290 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-02-15 | 25,000 | $4.50 | 81,290 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-02-15 | 25,000 | $4.50 | 106,290 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-02-15 | 23,958 | $12.20 | 130,248 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-02-15 | 32,652 | $12.34 | 162,900 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-02-15 | 46,993 | $13.84 | 209,893 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-02-15 | 175,000 | $8.04 | 384,893 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-15 | 138,127 | $49.29 | 246,766 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-02-15 | 217,790 | $49.75 | 28,976 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-15 | 27,314 | $0.00 | 27,314 | $1.90 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-15 | 25,000 | $0.00 | 25,000 | $4.50 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-15 | 25,000 | $0.00 | 25,000 | $4.50 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-15 | 175,000 | $0.00 | 175,000 | $8.04 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-15 | 23,958 | $0.00 | 23,958 | $12.20 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-15 | 32,652 | $0.00 | 32,652 | $12.34 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-15 | 46,993 | $0.00 | 46,993 | $13.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-10-03 | 2021-12-13 | No | 4 | M | Direct |
25,000 | 2017-01-01 | 2023-02-13 | No | 4 | M | Direct |
0 | 2017-01-01 | 2023-02-13 | No | 4 | M | Direct |
0 | 2018-01-01 | 2024-02-25 | No | 4 | M | Direct |
1,042 | 2019-01-01 | 2025-01-28 | No | 4 | M | Direct |
19,592 | 2026-06-16 | No | 4 | M | Direct | |
55,539 | 2027-02-09 | No | 4 | M | Direct |
Footnotes
- Includes 1,463 shares purchased under the Avalara, Inc. 2018 Employee Stock Purchase Plan on January 31, 2019.
- The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2018.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.95 to $49.525, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.53 to $50.14, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range.
- The option grant was for 52,244 shares of common stock with the following vesting schedule: 25% of the shares vested on May 5, 2017, and 1/48 vest monthly thereafter, such that the option will be fully vested on May 5, 2020.
- The option grant was for 102,532 shares of common stock with the following vesting schedule: 25% of the shares vested on January 1, 2018, and 1/48 vest monthly thereafter, such that the option will be fully vested on January 1, 2021.