Filing Details

Accession Number:
0001209191-11-014625
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-02 20:00:24
Reporting Period:
2011-02-28
Filing Date:
2011-03-02
Accepted Time:
2011-03-02 20:00:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
948708 Smith Micro Software Inc SMSI Services-Prepackaged Software (7372) 330029027
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1301466 C Andrew Schmidt 51 Columbia
Aliso Viejo CA 92656
Vp &Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-28 75,000 $0.00 214,591 No 4 A Direct
Common Stock Disposition 2011-03-01 25,000 $9.13 214,591 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Restricted shares vest over 48 months. 50% are based on 2010 performance and vest evenly, monthly, over 48 months. 50% of shares are based on 2011 performance and will vest over 48 months with 25% vesting approximately March 2012 and the remainder evenly, monthly, over the next 36 months.