Filing Details
- Accession Number:
- 0001494732-19-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-19 21:30:56
- Reporting Period:
- 2019-02-14
- Accepted Time:
- 2019-02-19 21:30:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318605 | Tesla Inc. | TSLA | Motor Vehicles & Passenger Car Bodies (3711) | 912197729 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336664 | W Brad Buss | C/O Tesla, Inc. 3500 Deer Creek Road Palo Alto CA 94304 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-14 | 16,666 | $30.08 | 18,206 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-14 | 2,605 | $29.66 | 20,811 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-14 | 1,000 | $301.86 | 19,811 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-14 | 6,689 | $302.91 | 13,122 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-14 | 4,547 | $303.67 | 8,575 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-14 | 3,135 | $304.80 | 5,440 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-14 | 3,800 | $305.88 | 1,640 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-14 | 100 | $306.50 | 1,540 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-02-14 | 2,605 | $0.00 | 2,605 | $29.66 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-02-14 | 16,666 | $0.00 | 16,666 | $30.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 57,811 | 2019-06-12 | No | 4 | M | Direct | |
| 0 | 2019-06-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,808 | Indirect | Buss Family Trust |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $301.32 to $302.28, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $302.37 to $303.34, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $303.37 to $304.29, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $304.37 to $305.35, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $305.41 to $306.32, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option were vested and exercisable by July 12, 2014.
- 100% of the shares subject to the option became vested and exercisable on June 8, 2013.
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