Filing Details
- Accession Number:
- 0001016281-19-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-19 20:49:09
- Reporting Period:
- 2019-02-14
- Accepted Time:
- 2019-02-19 20:49:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016281 | Carriage Services Inc | CSV | Services-Personal Services (7200) | 760423828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1643336 | Benjamin Carl Brink | 28634 Pleasant Forest Drive Katy TX 77494 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-02-14 | 395 | $19.13 | 21,188 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $25.43 | 2028-02-14 | 15,000 | 15,000 | Direct | |
| Common Stock | Stock Options | $26.54 | 2027-03-21 | 34,900 | 34,900 | Direct | |
| Common Stock | Stock Options | $20.06 | 2026-02-23 | 10,000 | 10,000 | Direct | |
| Common Stock | Stock Options | $22.58 | 2022-02-24 | 22,000 | 22,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-02-14 | 15,000 | 15,000 | Direct |
| 2027-03-21 | 34,900 | 34,900 | Direct |
| 2026-02-23 | 10,000 | 10,000 | Direct |
| 2022-02-24 | 22,000 | 22,000 | Direct |
Footnotes
- Represents shares withheld on February 14, 2019 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018.
- Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which 1/5 vested on 2/14/2019 and 1/5 will vest on 2/14/2020, 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018 and 1/5 will vest each year on 3/21/2019, 3/21/2020, 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 on 2/23/2018 and 1/5 will vest on 2/23/2019, 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
- Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 02/24/2022.
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