Filing Details
- Accession Number:
- 0001181431-11-014821
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-02 19:45:12
- Reporting Period:
- 2011-02-15
- Filing Date:
- 2011-03-02
- Accepted Time:
- 2011-03-02 19:45:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364250 | Douglas Emmett Inc | DEI | Real Estate Investment Trusts (6798) | 203073047 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378407 | A Dan Emmett | 808 Wilshire Boulevard Suite 200 Santa Monica CA 90401 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-15 | 50,000 | $18.87 | 4,347,257 | No | 5 | G | Indirect | See Footnote 5. |
Common Stock | Disposition | 2011-02-28 | 40,000 | $18.56 | 4,307,257 | No | 4 | S | Indirect | See Footnote 5. |
Common Stock | Disposition | 2011-02-28 | 100,000 | $18.56 | 4,207,257 | No | 4 | S | Indirect | See Footnote 5. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | See Footnote 5. |
No | 4 | S | Indirect | See Footnote 5. |
No | 4 | S | Indirect | See Footnote 5. |
Footnotes
- Gift by the Emmett Foundation, a California charitable organization (the "Foundation"). The Reporting Person disclaims all shares owned by the Foundation.
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans entered into by the reporting person and an entity affiliated with the reporting person as of December 22, 2010.
- Shares sold by Rivermouth Partners, a California limited partnership ("Rivermouth"), of which the Emmett Living Trust is the general partner.
- Shares sold by the Dan A. Emmett Revocable Living Trust of November 21, 1985 (the "Emmett Living Trust").
- Shares of Issuer's common stock ("Shares") beneficially owned by the Reporting Person: (i) 4,010,507 Shares owned by the Dan A. Emmett Revocable Living Trust of November 21, 1985; (ii) 28,750 Shares owned by the Foundation, all of which are disclaimed by the Reporting Person; (iii) 80,000 Shares owned by Rivermouth which are disclaimed by the Reporting Person except to the extent of his pecuniary interest therein; and (iv) 88,000 Shares owned by certain trusts for the Reporting Person's children for which he is a trustee but disclaims beneficial ownership. Ownership does not include 13,058,050 partnership common units ("OP Units") of Douglas Emmett Properties, LP beneficially owned by the Reporting Person, of which he disclaims 3,199,713 OP Units, except to the extent his pecuniary interest therein, which are exchangeable on a one-for-one basis for Shares. Ownership excludes 255,511 vested stock options (right to buy).