Filing Details
- Accession Number:
- 0001209191-19-011333
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-19 19:12:45
- Reporting Period:
- 2019-02-19
- Accepted Time:
- 2019-02-19 19:12:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1343304 | Avedro Inc | AVDR | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435183 | Garheng Kong | C/O Avedro, Inc. 201 Jones Road Waltham MA 02451 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-02-19 | 87,663 | $0.00 | 197,197 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-02-19 | 561,673 | $0.00 | 758,870 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-02-19 | 535,369 | $0.00 | 1,294,239 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-02-19 | 142,857 | $14.00 | 1,437,096 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series AA Convertible Preferred Stock | Disposition | 2019-02-19 | 87,663 | $0.00 | 87,663 | $0.00 |
Common Stock | Series BB Convertible Preferred Stock | Disposition | 2019-02-19 | 561,673 | $0.00 | 561,673 | $0.00 |
Common Stock | Series CC Convertible Preferred Stock | Disposition | 2019-02-19 | 535,369 | $0.00 | 535,369 | $0.00 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2019-02-19 | 8,314 | $0.00 | 8,314 | $12.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
8,314 | 2029-01-08 | No | 4 | A | Direct |
Footnotes
- Each share of Series AA Convertible Preferred Stock, Series BB Convertible Preferred Stock and Series CC Convertible Preferred Stock was convertible at any time, at the option of the holder, into Common Stock, on a one-for-one basis, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.
- The shares are directly held by HealthQuest Partners II, L.P. ("HealthQuest"). HealthQuest Venture Management II, L.L.C. ("HealthQuest Management") is the general partner of HealthQuest. HealthQuest Management may be deemed to have voting and dispositive power over the shares held by HealthQuest. The Reporting Person is the managing member of HealthQuest Management and disclaims beneficial interest over all of the shares held by HealthQuest except to the extent of his pecuniary interest therein.
- One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (x) June 1, 2020 and (y) the first anniversary of the first annual meeting of the Issuer's stockholders following the Issuer's initial public offering, subject to the Reporting Person continuing to provide service through such date.