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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1421517	Energy Recovery Inc.	ERII	Special Industry Machinery, Nec (3559)	010616867

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1668423	Emily Smith	C/O Energy Recovery 1717 Doolittle Drive San Leandro CA 94577	Vp, Corporate Development	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-02-15	10,000	$2.14	66,776	No	4	M	Direct
Common Stock	Disposition	2019-02-15	10,000	$8.00	56,776	No	4	S	Direct
Common Stock	Disposition	2019-02-19	135	$7.83	56,641	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	F	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-02-15	10,000	$0.00	10,000	$2.14

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
40,000		2025-09-30	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018.
This figure is the weighted average sales price of multiple trades ranging from $7.9300 to $8.0500 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3.
This employee stock option was granted on September 30, 2015. 25% of the shares full vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75% vest 1/36th per month.