Filing Details
- Accession Number:
- 0001127602-11-008567
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-02 19:36:18
- Reporting Period:
- 2011-02-28
- Filing Date:
- 2011-03-02
- Accepted Time:
- 2011-03-02 19:36:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
18937 | Ceradyne Inc | CRDN | Miscellaneous Manufacturing Industries (3990) | 330055414 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268645 | Bruce Lockhart | 3169 Red Hill Avenue Costa Mesa CA 92626 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-28 | 332 | $37.93 | 2,397 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-28 | 100 | $37.92 | 2,297 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-28 | 800 | $37.95 | 1,497 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-28 | 100 | $37.96 | 1,397 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-01 | 1,350 | $3.96 | 2,747 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-03-01 | 1,125 | $16.89 | 3,872 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-03-01 | 1,500 | $21.84 | 5,372 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-01 | 700 | $37.28 | 4,672 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-01 | 300 | $37.30 | 4,372 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-01 | 200 | $37.36 | 4,172 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-01 | 100 | $37.35 | 4,072 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-01 | 1,000 | $37.38 | 3,072 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-01 | 546 | $37.40 | 2,526 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-01 | 129 | $37.27 | 2,397 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-01 | 600 | $37.28 | 1,797 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-01 | 400 | $37.28 | 1,397 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-03-01 | 1,350 | $0.00 | 1,350 | $3.96 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-03-01 | 1,125 | $0.00 | 1,125 | $16.89 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-03-01 | 1,500 | $0.00 | 1,500 | $21.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-12-16 | No | 4 | M | Direct | |
0 | 2013-09-10 | No | 4 | M | Direct | |
0 | 2014-08-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,387 | Indirect | By 401(k) Plan Trust |
Common Stock | 428 | Indirect | Non-qualified Deferred Compensation Plan |
Footnotes
- This Option vests in five equal installments on December 16, 2003, December 16, 2004, December 16, 2005, December 16, 2006 and December 16, 2007.
- This Option vests in five equal installments on September 10, 2004, September 10, 2005, September 10, 2006, September 10, 2007 and September 10, 2008.
- This Option vests as to 500 shares on each of 8/16/2005, 8/16/2006, 8/16/2007, 8/16/2008 and 8/16/2009.
- Includes shares acquired through a matching contribution by the Company in connection with the Ceradyne 401(k) Plan.
- Includes shares acquired through a matching contribution by the Company in connection with the Non-Qualified Deferred Compensation Plan.