Filing Details
- Accession Number:
- 0001209191-19-011144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-19 16:59:40
- Reporting Period:
- 2019-02-14
- Accepted Time:
- 2019-02-19 16:59:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1368889 | Dallas Richard White | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | Cfo & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Acquisiton | 2019-02-14 | 15,000 | $15.05 | 113,920 | No | 4 | M | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2019-02-14 | 13,108 | $40.00 | 100,812 | No | 4 | S | Direct | |
| Diodes Incorporated Common Stock | Acquisiton | 2019-02-15 | 15,000 | $15.05 | 102,771 | No | 4 | M | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2019-02-15 | 13,041 | $42.50 | 87,771 | No | 4 | S | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2019-02-15 | 5,000 | $40.91 | 97,771 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock - Diodes | 05/28/09 DIOD NQSO | Disposition | 2019-02-14 | 15,000 | $0.00 | 15,000 | $15.05 |
| Diodes Incorporated Common Stock - Diodes | 05/28/09 DIOD NQSO | Disposition | 2019-02-15 | 15,000 | $0.00 | 15,000 | $15.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2010-05-28 | 2019-05-28 | No | 4 | M | Direct |
| 0 | 2010-05-28 | 2019-05-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Diodes Incorporated Common Stock - Performance Stock Units | 39,861 | Direct |
Footnotes
- Exercised under a 10b5-1 plan.
- Sold under a 10b5-1 plan.
- A portion of the vested restricted stock unit shares was automatically sold to cover income tax.
- Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.
Billionaire Hedge Funds
