Filing Details

Accession Number:
0001225208-11-008268
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-02 18:41:01
Reporting Period:
2011-02-28
Filing Date:
2011-03-02
Accepted Time:
2011-03-02 18:41:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF State Commercial Banks (6022) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365632 A Jory Berson 1680 Capital One Drive
Mclean VA 22102
Chief Human Resources Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-28 32,500 $18.28 178,792 No 4 M Direct
Common Stock Disposition 2011-02-28 32,500 $50.25 146,292 No 4 S Direct
Common Stock Disposition 2011-02-28 33,000 $50.25 113,292 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2011-02-28 32,500 $0.00 32,500 $18.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
120,242 2019-01-28 No 4 M Direct
Footnotes
  1. This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. These shares were sold at prices ranging from $49.90 to $50.40. Information regarding the number of shares sold at each price will be provided upon request.
  3. These shares were sold at prices ranging from $49.89 to $50.40. Information regarding the number of shares sold at each price will be provided upon request.
  4. This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter.