Filing Details
- Accession Number:
- 0001225208-11-008268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-02 18:41:01
- Reporting Period:
- 2011-02-28
- Filing Date:
- 2011-03-02
- Accepted Time:
- 2011-03-02 18:41:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | State Commercial Banks (6022) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365632 | A Jory Berson | 1680 Capital One Drive Mclean VA 22102 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-28 | 32,500 | $18.28 | 178,792 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-28 | 32,500 | $50.25 | 146,292 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-28 | 33,000 | $50.25 | 113,292 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2011-02-28 | 32,500 | $0.00 | 32,500 | $18.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
120,242 | 2019-01-28 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- These shares were sold at prices ranging from $49.90 to $50.40. Information regarding the number of shares sold at each price will be provided upon request.
- These shares were sold at prices ranging from $49.89 to $50.40. Information regarding the number of shares sold at each price will be provided upon request.
- This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter.