Filing Details
- Accession Number:
- 0001072613-19-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-15 16:23:20
- Reporting Period:
- 2019-02-14
- Accepted Time:
- 2019-02-15 16:23:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
845379 | China Fund Inc | CHN | (0) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018138 | Plc Group Investment London Of City | 77 Gracechurch Street London X0 EC3V0AS | No | No | Yes | No | |
1034546 | City Of London Investment Management Co Ltd | 77 Gracechurch Street London X0 EC3V0AS | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Disposition | 2019-02-14 | 125,738 | $20.61 | 183,119 | No | 4 | S | Indirect | By: Emerging (BMI) Markets Country Fund |
Common Stock, Par Value $.01 Per Share | Disposition | 2019-02-14 | 47,454 | $20.61 | 69,109 | No | 4 | S | Indirect | By: Emerging Markets Free Fund |
Common Stock, Par Value $.01 Per Share | Disposition | 2019-02-14 | 101,789 | $20.61 | 148,241 | No | 4 | S | Indirect | By: Emerging Markets Global Fund |
Common Stock, Par Value $.01 Per Share | Disposition | 2019-02-14 | 70,034 | $20.61 | 101,995 | No | 4 | S | Indirect | By: Emerging Markets Investable Fund |
Common Stock, Par Value $.01 Per Share | Disposition | 2019-02-14 | 166,544 | $20.61 | 242,546 | No | 4 | S | Indirect | By: Global Emerging Markets Fund |
Common Stock, Par Value $.01 Per Share | Disposition | 2019-02-14 | 68,421 | $20.61 | 99,646 | No | 4 | S | Indirect | By: The Emerging World Fund |
Common Stock, Par Value $.01 Per Share | Disposition | 2019-02-14 | 81,392 | $20.61 | 118,535 | No | 4 | S | Indirect | By: Emerging Free Markets Country Fund |
Common Stock, Par Value $.01 Per Share | Disposition | 2019-02-14 | 124,185 | $20.61 | 180,856 | No | 4 | S | Indirect | By: Emerging Markets Country Fund |
Common Stock, Par Value $.01 Per Share | Disposition | 2019-02-14 | 18,994 | $20.61 | 27,664 | No | 4 | S | Indirect | By: Investable Emerging Markets Country Fund |
Common Stock, Par Value $.01 Per Share | Disposition | 2019-02-14 | 17,137 | $20.61 | 24,959 | No | 4 | S | Indirect | By: The EM Plus CEF Fund |
Common Stock, Par Value $.01 Per Share | Disposition | 2019-02-14 | 4,737 | $20.61 | 6,900 | No | 4 | S | Indirect | By: The EM Special Situations CEF Focused Fund |
Common Stock, Par Value $.01 Per Share | Disposition | 2019-02-14 | 938,677 | $20.61 | 1,367,039 | No | 4 | S | Indirect | By: unaffiliated third-party segregated accounts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By: Emerging (BMI) Markets Country Fund |
No | 4 | S | Indirect | By: Emerging Markets Free Fund |
No | 4 | S | Indirect | By: Emerging Markets Global Fund |
No | 4 | S | Indirect | By: Emerging Markets Investable Fund |
No | 4 | S | Indirect | By: Global Emerging Markets Fund |
No | 4 | S | Indirect | By: The Emerging World Fund |
No | 4 | S | Indirect | By: Emerging Free Markets Country Fund |
No | 4 | S | Indirect | By: Emerging Markets Country Fund |
No | 4 | S | Indirect | By: Investable Emerging Markets Country Fund |
No | 4 | S | Indirect | By: The EM Plus CEF Fund |
No | 4 | S | Indirect | By: The EM Special Situations CEF Focused Fund |
No | 4 | S | Indirect | By: unaffiliated third-party segregated accounts |
Footnotes
- This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.
- These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
- These securities are beneficially owned by Emerging Markets Free Fund.
- These securities are beneficially owned by Emerging Markets Global Fund.
- These securities are beneficially owned by Emerging Markets Investable Fund.
- These securities are beneficially owned by Global Emerging Markets Fund.
- These securities are beneficially owned by The Emerging World Fund.
- These securities are beneficially owned by Emerging Free Markets Country Fund.
- These securities are beneficially owned by Emerging Markets Country Fund.
- These securities are beneficially owned by Investable Emerging Markets Country Fund.
- These securities are beneficially owned by The EM Plus CEF Fund.
- These securities are beneficially owned by EM Special Situations CEF Focused Fund.
- These securities are beneficially owned by unaffiliated third-party segregated accounts.