Filing Details

Accession Number:
0001072613-19-000112
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-15 16:23:20
Reporting Period:
2019-02-14
Accepted Time:
2019-02-15 16:23:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
845379 China Fund Inc CHN (0) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018138 Plc Group Investment London Of City 77 Gracechurch Street
London X0 EC3V0AS
No No Yes No
1034546 City Of London Investment Management Co Ltd 77 Gracechurch Street
London X0 EC3V0AS
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Disposition 2019-02-14 125,738 $20.61 183,119 No 4 S Indirect By: Emerging (BMI) Markets Country Fund
Common Stock, Par Value $.01 Per Share Disposition 2019-02-14 47,454 $20.61 69,109 No 4 S Indirect By: Emerging Markets Free Fund
Common Stock, Par Value $.01 Per Share Disposition 2019-02-14 101,789 $20.61 148,241 No 4 S Indirect By: Emerging Markets Global Fund
Common Stock, Par Value $.01 Per Share Disposition 2019-02-14 70,034 $20.61 101,995 No 4 S Indirect By: Emerging Markets Investable Fund
Common Stock, Par Value $.01 Per Share Disposition 2019-02-14 166,544 $20.61 242,546 No 4 S Indirect By: Global Emerging Markets Fund
Common Stock, Par Value $.01 Per Share Disposition 2019-02-14 68,421 $20.61 99,646 No 4 S Indirect By: The Emerging World Fund
Common Stock, Par Value $.01 Per Share Disposition 2019-02-14 81,392 $20.61 118,535 No 4 S Indirect By: Emerging Free Markets Country Fund
Common Stock, Par Value $.01 Per Share Disposition 2019-02-14 124,185 $20.61 180,856 No 4 S Indirect By: Emerging Markets Country Fund
Common Stock, Par Value $.01 Per Share Disposition 2019-02-14 18,994 $20.61 27,664 No 4 S Indirect By: Investable Emerging Markets Country Fund
Common Stock, Par Value $.01 Per Share Disposition 2019-02-14 17,137 $20.61 24,959 No 4 S Indirect By: The EM Plus CEF Fund
Common Stock, Par Value $.01 Per Share Disposition 2019-02-14 4,737 $20.61 6,900 No 4 S Indirect By: The EM Special Situations CEF Focused Fund
Common Stock, Par Value $.01 Per Share Disposition 2019-02-14 938,677 $20.61 1,367,039 No 4 S Indirect By: unaffiliated third-party segregated accounts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By: Emerging (BMI) Markets Country Fund
No 4 S Indirect By: Emerging Markets Free Fund
No 4 S Indirect By: Emerging Markets Global Fund
No 4 S Indirect By: Emerging Markets Investable Fund
No 4 S Indirect By: Global Emerging Markets Fund
No 4 S Indirect By: The Emerging World Fund
No 4 S Indirect By: Emerging Free Markets Country Fund
No 4 S Indirect By: Emerging Markets Country Fund
No 4 S Indirect By: Investable Emerging Markets Country Fund
No 4 S Indirect By: The EM Plus CEF Fund
No 4 S Indirect By: The EM Special Situations CEF Focused Fund
No 4 S Indirect By: unaffiliated third-party segregated accounts
Footnotes
  1. This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.
  2. These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
  3. These securities are beneficially owned by Emerging Markets Free Fund.
  4. These securities are beneficially owned by Emerging Markets Global Fund.
  5. These securities are beneficially owned by Emerging Markets Investable Fund.
  6. These securities are beneficially owned by Global Emerging Markets Fund.
  7. These securities are beneficially owned by The Emerging World Fund.
  8. These securities are beneficially owned by Emerging Free Markets Country Fund.
  9. These securities are beneficially owned by Emerging Markets Country Fund.
  10. These securities are beneficially owned by Investable Emerging Markets Country Fund.
  11. These securities are beneficially owned by The EM Plus CEF Fund.
  12. These securities are beneficially owned by EM Special Situations CEF Focused Fund.
  13. These securities are beneficially owned by unaffiliated third-party segregated accounts.