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Filing Details

Accession Number:: 0001375151-19-000007
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-02-14 20:41:00
Reporting Period:: 2019-02-12

Accepted Time:: 2019-02-14 20:41:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1375151	Zogenix Inc.	ZGNX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1024007	L Cam Garner	C/O Zogenix, Inc. 5858 Horton Street, Suite 455 Emeryville CA 94608		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-02-12	218	$32.00	218	No	4	M	Direct
Common Stock	Acquisiton	2019-02-12	1,562	$30.96	1,780	No	4	M	Direct
Common Stock	Acquisiton	2019-02-12	6,250	$15.04	8,030	No	4	M	Direct
Common Stock	Acquisiton	2019-02-12	4,375	$14.88	12,405	No	4	M	Direct
Common Stock	Disposition	2019-02-12	12,405	$46.85	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2019-02-12	218	$0.00	218	$32.00
Common Stock	Stock Option (Right to Buy)	Disposition	2019-02-12	1,562	$0.00	1,562	$30.96
Common Stock	Stock Option (Right to Buy)	Disposition	2019-02-12	6,250	$0.00	6,250	$15.04
Common Stock	Stock Option (Right to Buy)	Disposition	2019-02-12	4,375	$0.00	4,375	$14.88

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2020-05-29	No	4	M	Direct
2021-05-23	No	4	M	Direct
2022-04-26	No	4	M	Direct
2022-06-05	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	40,843	Indirect	By Garner Investments, LLC

Footnotes

The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price.These shares were sold in multiple transactions at prices ranging from $46.31 to $47.19, inclusive.The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Reporting Person is the managing member of Garner Investments, LLC.
The Option was granted on May 30, 2010 and vests in a series of twelve (12) successive, equal monthly installments beginning on the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.
The Option was granted on May 24, 2011 and vests in a series of twelve (12) successive, equal monthly installments beginning on the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.
The Option was granted on April 27, 2012 and vests in a series of thirty-six (36) successive, equal monthly installments beginning on the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.
The Option was granted on June 6, 2012 and vests in a series of twelve (12) successive, equal monthly installments beginning on the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.