Filing Details
- Accession Number:
- 0000899243-19-003762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-14 20:26:37
- Reporting Period:
- 2019-02-13
- Accepted Time:
- 2019-02-14 20:26:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527166 | Carlyle Group L.p. | CG | Investment Advice (6282) | 452832612 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1549803 | L. Curtis Buser | 1001 Pennsylvania Avenue, Nw Washington DC 20004 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units | Acquisiton | 2019-02-13 | 85,867 | $0.00 | 641,909 | No | 4 | A | Direct | |
Common Units | Disposition | 2019-02-13 | 31,200 | $18.55 | 610,709 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- These common units were acquired upon the settlement of a performance-based deferred restricted common unit award previously granted to the reporting person.
- These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units.