Filing Details

Accession Number:
0001567619-19-004515
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-14 17:31:16
Reporting Period:
2019-02-13
Accepted Time:
2019-02-14 17:31:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561387 Health Insurance Innovations Inc. HIIQ Insurance Agents, Brokers & Service (6411) 461282634
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1678010 Gavin Southwell C/O Health Insurance Innovations, Inc.
15438 North Florida Ave., Suite 201
Tampa FL 33613
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2019-02-13 304 $40.00 535,873 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Appreciation Rights $6.10 2023-04-26 20,000 20,000 Direct
Class A Common Stock Stock Appreciation Rights $5.96 2023-09-06 33,333 33,333 Direct
Class A Common Stock Stock Appreciation Rights $10.30 2023-11-15 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-04-26 20,000 20,000 Direct
2023-09-06 33,333 33,333 Direct
2023-11-15 100,000 100,000 Direct
Footnotes
  1. Sales made pursuant to a 10b5-1 plan previously adopted by the Reporting Person.
  2. These stock-settled stock appreciation rights were granted under the Plan and vest 50% on the first anniversary of grant date and 50% on the second anniversary of grant date, subject to the terms of the Plan and an award agreement under the Plan.
  3. These stock-settled stock appreciation rights were granted under the Plan and vest 25% on the first anniversary of grant date, 25% on the second anniversary of grant date, and 50% on the third anniversary of grant date, subject to the terms of the Plan and an award agreement under the Plan.
  4. These stock-settled stock appreciation rights were granted under the Plan and vest 25% on each of the first four anniversaries of the date of grant, subject to the terms of the Plan and an award agreement under the Plan.