Filing Details

Accession Number:
0001209191-19-010297
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-14 17:24:13
Reporting Period:
2018-11-09
Accepted Time:
2019-02-14 17:24:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1708493 Harpoon Therapeutics Inc. HARP Biological Products, (No Disgnostic Substances) (2836) 473458693
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1734389 Mark Chin C/O Harpoon Therapeutics, Inc.
4000 Shoreline Court, Suite 250
South San Francisco CA 94080
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-12 1,720,698 $0.00 1,720,698 No 4 C Indirect By Arix Bioscience Holdings Limited
Common Stock Acquisiton 2019-02-12 742,850 $0.00 2,463,548 No 4 C Indirect By Arix Bioscience Holdings Limited
Common Stock Acquisiton 2019-02-12 428,571 $14.00 2,892,119 No 4 P Indirect By Arix Bioscience Holdings Limited
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Arix Bioscience Holdings Limited
No 4 C Indirect By Arix Bioscience Holdings Limited
No 4 P Indirect By Arix Bioscience Holdings Limited
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Acquisiton 2018-11-09 742,850 $0.00 742,850 $0.00
Common Stock Director Stock Option (Right to Buy) Acquisiton 2018-12-19 20,335 $0.00 20,335 $2.12
Common Stock Series B Preferred Stock Disposition 2019-02-12 1,720,698 $0.00 1,720,698 $0.00
Common Stock Series C Preferred Stock Disposition 2019-02-12 742,850 $0.00 742,850 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
742,850 No 4 P Indirect
20,335 2028-12-19 No 4 A Direct
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. All series of convertible preferred stock automatically converted into shares of the Issuer's common stock on a 1-for-1 basis, for no additional consideration, upon the closing of the Issuer's initial public offering.
  2. The Reporting Person is an Investment Director for Arix Bioscience plc, the parent company of Arix Bioscience Holdings Limited.
  3. Reflects a transaction with the Issuer prior to its Section 12 registration which occurred within 6 months of the post-registration transaction reported on this Form 4.
  4. The stock option vests in three annual installments starting on December 19, 2019, until such time as the option is 100% vested, subject to thecontinuing service of the Reporting Person on each vesting date.